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The \(\ell^2\)-Alexander torsion and the Thurston norm

algebraic topology
3-manifolds
Author

Luca Leon Happel

Published

February 7, 2026

Warning

Not finished yet…

Most of the screenshots of definitions/theorems are taken from:

  • Introduction to 3-manifolds by Wolfgang Lück at Bonn Germany

My masters thesis is about the following statement from the 2019 paper “The \(L^2\)-torsion function and the Thurston norm of 3-manifolds” by Friedl and Lück:

The main theorem

Main Theorem

Main Theorem

Let us first unravel what this theorem really means step by step.

The manifold \(M\)

Lets inspect the first requirements:

first requirements

first requirements

Further up in the text the authors specify that all manifolds are compact, connected, and oriented, unless otherwise specified. So \(M\) must be as well.

M must be compact, connected, oriented

\(M\) must be compact, connected, oriented

We will also assume like Friedl and Lück that all 3-manifolds are compact, connected, and oriented, unless otherwise specified.

Irreducible

We have a definition by Friedl in “AN INTRODUCTION TO 3-MANIFOLDS”

Definiton for M being prime/irreducible

Definiton for \(M\) being prime/irreducible

For this we need to define the connected sum of two 3-manifolds:

connected sum of two 3-manifolds

connected sum of two 3-manifolds

In the case of 2-manifolds, this video visualizes it well:

and for 3-manifolds (specifically \(\mathbb{R}^3 \# \mathbb{R}^3\)) this can be seen as adding a wormhole between two copies of \(\mathbb{R}^3\):

Or another way to look at this connected sum is by “cutting out” some region in \(N_1\) and “pasting” \(N_2\) in there. We may even do this an infinite amount of time in a checkerboard pattern, as shown here:

In this video the relevant section shows this infinite tiling where 3-manifolds with different geometries are glued together in an alternating pattern:

Screenshot from “Portals to Non-Euclidean Worlds” by Tehora Rogue

Screenshot from “Portals to Non-Euclidean Worlds” by Tehora Rogue

So being irreducible means either of the following equivalent conditions hold: - every embedded \(S^2\) of \(M\) bounds a \(D^3\). - \(M\) is prime (\(M = N_1\# N_2 \implies N_1 = S^3 \text{ or } N_2 = S^3\)) or \(M = S^1 \times S^2\).

Infinite fundamental group

Aka. \(\|\pi_1(M)\| = \infty\). We use this to apply the famous Thurston geometrization theorem (these slides are from Lücks “Introduction to 3-manifolds” talk in Bonn):

Thurston’s geometrization theorem (formerly conjecture, but famously proved by Perelmann)

Thurston’s geometrization theorem (formerly conjecture, but famously proved by Perelmann)

What is a “geometric toral splitting” you may ask?

theorm of uniqueness

theorm of uniqueness

geometric toral splitting

geometric toral splitting

Here is a tool to play around this this definition (it only includes tori, and no framed knots!):

A surface \(\iota : S \hookrightarrow M\) is incompressible, if it induces an injection on the fundamental groups, i.e. \(\pi_1(\iota) : \pi_1(S) \hookrightarrow \pi_1(M)\) is injective.

JSJ Step 1

JSJ Step 1

What could cause \(\pi_1(\iota)\) to fail at being injective? By the Hurewicz theorem, the first homology group \(H_1(S)\) is the abelianization of \(\pi_1(S)\), but for \(S\) a torus, \(\pi_1(S) = \mathbb{Z}^2\) is already abelian, so \(H_1(S) = \pi_1(S)\). \(H_1(S)\) is generated by the longitude and the meridian of the torus, so if either of those is sent to zero by \(\pi_1\), then \(\pi_1(\iota)\) cannot be injective.

JSJ Step 2

JSJ Step 2

Remember, that either of these loops will dissapear, if the ambient manifold \(M\) contains a disk (a compressing disk), which will allow these loops to be contracted to a point:

JSJ Step 3 (meridian)

JSJ Step 3 (meridian)

JSJ Step 3 (longitude)

JSJ Step 3 (longitude)

Well, these disks cannot exist, iff \(M\) contains some obstruction to prevent such complressing disks.

JSJ Step 4 (example of two possible such obstructions. The grey tubes are ment to symbolize space removed from \mathbb{R}^3)

JSJ Step 4 (example of two possible such obstructions. The grey tubes are ment to symbolize space removed from \(\mathbb{R}^3\))

This also explains what it means for \(M\) to have “incompressible boundary”: \[ \pi_1(\partial M) \hookrightarrow \pi_1(M) \text{ is injective} \]

This covers “disjoint” and “incompressible”. What does it mean for a torus to not be isotopic to a boundary component? Lets consider an example:

Two tori which are embedded in a cube with two cylinders removed which are not disjoint, but which are both not isotopic to the single boundary component

Two tori which are embedded in a cube with two cylinders removed which are not disjoint, but which are both not isotopic to the single boundary component

A finite family of disjoint, pairwise-nonisotopic incompressible tori in M which are not isotopic to boundary components

A finite family of disjoint, pairwise-nonisotopic incompressible tori in \(M\) which are not isotopic to boundary components

Clearly both of these tori clearly cannot be isotopic to the boundary

Clearly both of these tori clearly cannot be isotopic to the boundary

By inflating each torus, we are able to completely cover M

By inflating each torus, we are able to completely cover \(M\)

As an example of a torus which is isotopic to a boundary component is given here (for \(\partial M \cong \mathbb{T}\))

A torus which is isomorphic to a boundary component of M

A torus which is isomorphic to a boundary component of \(M\)

Seifert manifolds

seifert manifold are 3-manifolds with one of these geometries (a metric tensor)

seifert manifold are 3-manifolds with one of these geometries (a metric tensor)

All seifert manifolds in the geometrization conjecture highlighted. The only ones missing are marked in red

All seifert manifolds in the geometrization conjecture highlighted. The only ones missing are marked in red

Specifically, these are Seifert manifolds:

S^2 \times \mathbb{R}  see video

\(S^2 \times \mathbb{R}\) see video

\mathbb{R}^3

\(\mathbb{R}^3\)

\mathbb{H}^2 \times \mathbb{R}  see video

\(\mathbb{H}^2 \times \mathbb{R}\) see video

S^3  see video

\(S^3\) see video

\text{Nil}  see video

\(\text{Nil}\) see video

\widetilde{\text{Sl}(2, \mathbb{R})}  see video

\(\widetilde{\text{Sl}(2, \mathbb{R})}\) see video

and these are not seifert manifolds:

\mathbb{H3}  see video

\(\mathbb{H3}\) see video

\text{Solv}  see video

\(\text{Solv}\) see video

geometrically atoroidal

closed

A manifold without bounadary which is compact is called closed, so \(M\) must have empty boundary.

Graph manifolds

By Wolfang Lück’s talk as mentioned above, we have this definition:

graph manifolds

graph manifolds

(geometric) toral/JSJ splitting

(geometric) toral/JSJ splitting

And we have already inspected this under infinite-fundamental-group

the spin structure \(\mathfrak{s} \in \text{Spin}^c(M)\)

We will not look too much into what this means. By Liu we know that omitting this parameter in the function \(\rho\) from the main theorem, we still obtain the same asymptotic degree. In fact, omitting this parameter yields a family of functions \([\rho] = \{\rho(t) \cdot t^r \mid \exists r \in \mathbb{R}\}\)

This however does not change \(\deg(\rho)\). For clarity though, we have

Definition of \text{Spin}(V) (The L^2-torsion function and the Thurston norm of 3-manifolds - Excerpt of: Bohn - 2007 - An introduction to Seiberg-Witten theory on closed 3-manifolds.pdf, p157)

Definition of \(\text{Spin}(V)\) (The \(L^2\)-torsion function and the Thurston norm of 3-manifolds - Excerpt of: Bohn - 2007 - An introduction to Seiberg-Witten theory on closed 3-manifolds.pdf, p157)

Definition of \text{Cl}(V, Q) (The L^2-torsion function and the Thurston norm of 3-manifolds - Excerpt of: Clifford_algebra, p3)

Definition of \(\text{Cl}(V, Q)\) (The \(L^2\)-torsion function and the Thurston norm of 3-manifolds - Excerpt of: Clifford_algebra, p3)

Complexification of \text{Spin} (The L^2-torsion function and the Thurston norm of 3-manifolds - Excerpt of: Bohn - 2007 - An introduction to Seiberg-Witten theory on closed 3-manifolds.pdf, p158)

Complexification of \(\text{Spin}\) (The \(L^2\)-torsion function and the Thurston norm of 3-manifolds - Excerpt of: Bohn - 2007 - An introduction to Seiberg-Witten theory on closed 3-manifolds.pdf, p158)

Complexification of \text{Cl}(V, Q) (The L^2-torsion function and the Thurston norm of 3-manifolds - Excerpt of: Bohn - 2007 - An introduction to Seiberg-Witten theory on closed 3-manifolds.pdf, p157)

Complexification of \(\text{Cl}(V, Q)\) (The \(L^2\)-torsion function and the Thurston norm of 3-manifolds - Excerpt of: Bohn - 2007 - An introduction to Seiberg-Witten theory on closed 3-manifolds.pdf, p157)

\text{Spin}^c principle bundle (The L^2-torsion function and the Thurston norm of 3-manifolds - Excerpt of: Bohn - 2007 - An introduction to Seiberg-Witten theory on closed 3-manifolds.pdf, p159)

\(\text{Spin}^c\) principle bundle (The \(L^2\)-torsion function and the Thurston norm of 3-manifolds - Excerpt of: Bohn - 2007 - An introduction to Seiberg-Witten theory on closed 3-manifolds.pdf, p159)

Because \(\text{Spin}^c(V)\) is the double cover of Lie groups1 of \(\text{SO}(V) \times U_1\), we can use these to describe spinor bundles.

Footnotes

  1. The \(L^2\)-torsion function and the Thurston norm of 3-manifolds - Bohn - 2007 - An introduction to Seiberg-Witten theory on closed 3-manifolds.pdf, p158↩︎